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Guinness Atkinson Funds

Fund Family Name Fund Name CUSIP Symbol   Morningstar Prospectus Objective  Min Initial Purchase  Min Subsequent Purchase  Min IRA Purchase Expense Ratio 12b-1 Sales Charge Available to New Shareholders Available to Existing Shareholders Exchange In Eligible Foreign Purchase Eligible
Guinness Atkinson Funds GUINNESS ATKINSON ALTERNATIVE ENERGY 402031504 GAAEX Mutual Fund   Growth  $           5000  $             250  $           1000 1.69 0 None Yes Yes Y N
Guinness Atkinson Funds GUINNESS ATKINSON ASIA FOCUS 402031108 IASMX Mutual Fund   Pacific Stock  $           5000  $             250  $           1000 1.75 0 None Yes Yes Y N
Guinness Atkinson Funds GUINNESS ATKINSON ASIA PACIFIC DIV 402031603 GAADX Mutual Fund   Growth and Income  $           5000  $             250  $           1000 2.1 0 None Yes Yes Y N
Guinness Atkinson Funds GUINNESS ATKINSON CHINA & HONG KONG 402031207 ICHKX Mutual Fund   Pacific Stock  $           5000  $             250  $           1000 1.52 0 None Yes Yes Y N
Guinness Atkinson Funds GUINNESS ATKINSON GLOBAL ENERGY 402031405 GAGEX Mutual Fund   World Stock  $           5000  $             250  $           1000 1.31 0 None Yes Yes Y N
Guinness Atkinson Funds GUINNESS ATKINSON GLOBAL INNOVATORS 402031306 IWIRX Mutual Fund   Specialty - Technology  $           5000  $             250  $           1000 1.4 0 None Yes Yes Y N



 








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