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Principal Funds

Fund Family Name Fund Name CUSIP Symbol   Morningstar Prospectus Objective  Min Initial Purchase  Min Subsequent Purchase  Min IRA Purchase Expense Ratio 12b-1 Sales Charge Available to New Shareholders Available to Existing Shareholders Exchange In Eligible Foreign Purchase Eligible
Principal Funds 742553571 INTL FUND I INSTL CL SHARES 74253Q226 PINIX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.1 0 None No Yes 0 Y
Principal Funds PRICIPAL LIFETIME 2045 INSTL 742553746 LTRIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRIINCIPAL SMALL CAP VALUE I FD CL R3 74253Q382 PPKMX Mutual Fund   Income  $           -  $             -  $           - 1.59 0.25 None No Yes 0 Y
Principal Funds PRINCIAPL INVST PRTN LARGECAP VAL CL B 74254T583 PLVBX Mutual Fund   Growth  $           1000  $             100  $           1000 2.3 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL BOND & MORTGAGE SECS R4 74251T883 PBMSX Mutual Fund   Government Bond - Mortgage  $           -  $             -  $           - 0.9 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL BOND & MORTGAGE SECS R5 SHR 74251T875 PBMPX Mutual Fund   Government Bond - Mortgage  $           -  $             -  $           - 0.78 0 None No Yes 0 Y
Principal Funds PRINCIPAL BOND AND MORTGAGE SEC CL R3 74251T859 PBMMX Mutual Fund   Government Bond - Mortgage  $           -  $             -  $           - 1.09 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL CAPITAL APPRECIATION CLASS A 74254V349 CMNWX Mutual Fund   Growth  $           1000  $             100  $           1000 0.93 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL CAPITAL APPRECIATION CLASS B 74254V331 CMNBX Mutual Fund   Growth  $           1000  $             100  $           1000 1.88 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL CAPITAL APPRECIATION CLASS C 74254V323 CMNCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.87 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL CAPITAL APPRECIATION INSTL 74254U432 PWCIX Mutual Fund   Growth  $           -  $             -  $           - 0.51 0 None No Yes 0 Y
Principal Funds PRINCIPAL CORE PLUS BOND FD 1 CL R4 742553597 PCBDX Mutual Fund   Equity-Income  $           -  $             -  $           - 1.03 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL DISCIPLINE LARGE CAP BLEND R3 74253Q291 PDAPX Mutual Fund   Growth  $           -  $             -  $           - 1.14 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL DISCIPLINE LARGE CAP BLEND R5 74253Q325 PDPBX Mutual Fund   Growth  $           -  $             -  $           - 0.83 0 None No Yes 0 Y
Principal Funds PRINCIPAL DISCIPLINE LARGECAP BLEND R4 74253Q333 PDCSX Mutual Fund   Growth  $           -  $             -  $           - 0.95 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL DIVERSIF- Mutual Fund - D INTERNATIONAL R4 74251T628 PINLX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.31 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL DIVERSIFIED INTL R3 74251T586 PINRX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.5 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL EQUITY INCOME FD I CL B 74254V851 PQUBX Mutual Fund   Growth and Income  $           1000  $             100  $           1000 1.8 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL GLOBAL DIVERSIFIED INCOME A 74254V224 PGBAX Mutual Fund   Income  $           1000  $             100  $           1000 -999 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL GLOBAL DIVERSIFIED INCOME C 74254V216 PGDCX Mutual Fund   Income  $           1000  $             100  $           1000 -999 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL GLOBAL DIVERSIFIED INCOME I 74254V232 PGDIX Mutual Fund   Income  $           -  $             -  $           - -999 0 None No Yes 0 Y
Principal Funds PRINCIPAL GLOBAL EQUITY FUND R4 74254T674 PQPPX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL GOV & HIGH QUALITY BOND CL R3 742553548 PRCMX Mutual Fund   Government Bond - General  $           -  $             -  $           - -999 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL GOV & HIGH QUALITY BOND CLASS A 74254V372 CMPGX Mutual Fund   Government Bond - General  $           1000  $             100  $           1000 0.91 0.25 2.25 Yes Yes 30 Y
Principal Funds PRINCIPAL GOV & HIGH QUALITY BOND CLASS B 74254V364 CBUGX Mutual Fund   Government Bond - General  $           1000  $             100  $           1000 1.65 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL GOV & HIGH QUALITY BOND CLASS C 74254V356 CCUGX Mutual Fund   Government Bond - General  $           1000  $             100  $           1000 1.63 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL GOV & HIGH QUALITY BOND INSTL 74254U457 PMRIX Mutual Fund   Government Bond - General  $           -  $             -  $           - 0.5 0 None No Yes 0 Y
Principal Funds PRINCIPAL GOVERNMENT & HIGH QUALITY BD R1 74254R546 PGSHX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL GOVERNMENT & HIGH QUALITY BD R4 74251T792 PGSSX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL HIGH QUAL INTERMED TERM BD R1 74254R538 PHSIX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 1.31 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL HIGH QUAL INTERMEDIATE-TERM R4 74251T750 PHISX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.81 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL HIGH QUAL INTER-TERM BOND R5 74251T743 PHIPX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.69 0 None No Yes 0 Y
Principal Funds PRINCIPAL HIGH QUALITY INTERM BD R3 74251T727 PHIRX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 1 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL HIGH YIELD INSTITUTIONAL SHRS 74254R637 PYHIX Mutual Fund   Income  $           -  $             -  $           - 0.65 0 None No Yes 0 Y
Principal Funds PRINCIPAL INCOME INSTL 74254U473 PIOIX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.5 0 None No Yes 0 Y
Principal Funds PRINCIPAL INFLATION PROTECTION CL R3 74254T849 PIFPX Mutual Fund   Income  $           -  $             -  $           - 0.98 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL INFLATION PROTECTION R1 74254T831 PISPX Mutual Fund   Income  $           -  $             -  $           - 1.29 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL INFLATION PROTECTION R4 74254T872 PIFSX Mutual Fund   Income  $           -  $             -  $           - 0.79 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL INFLATION PROTECTION R5 SHRS 74254T864 PBPPX Mutual Fund   Income  $           -  $             -  $           - 0.67 0 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNATIONAL FD R4 74254R884 PUPPX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.48 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNATL EMERGING MARKETS R1 74254R470 PIXEX Mutual Fund   Diversified Emerging Markets  $           -  $             -  $           - 2.14 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNATL EMERGING MRKTS FD R4 74251T529 PESSX Mutual Fund   Diversified Emerging Markets  $           -  $             -  $           - 1.64 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNAT- Mutual Fund - L GROWTH FD CL R3 74251T537 PITMX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.57 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNATL GROWTH FUND CL R1 74254R488 PISGX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.88 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL INTERNATL GROWTH FUND R4 74251T560 PITSX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.38 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL INTL EMERGING MRKTS CL R3 74251T487 PEAPX Mutual Fund   Diversified Emerging Markets  $           -  $             -  $           - 1.83 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL INTL FUND I CLASS R3 74254R850 PRPPX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.67 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL INV INFLATION PROT CL A 74254T146 PITAX Mutual Fund   Income  $           1000  $             100  $           1000 0.9 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INV LIFETIME 2040 CL B 74254U606 PTDBX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 1.25 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INV PART LARGCAP GROW CL A 74254T484 PLNAX Mutual Fund   Growth  $           1000  $             100  $           1000 1.7 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVEST HQ SHORTTERM BOND CL A 74254T179 PLTBX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 0.79 0.15 2.25 Yes Yes 30 Y
Principal Funds PRINCIPAL INVEST PRT LRGECAP GRO CL A 74254T518 PGGAX Mutual Fund   Growth  $           1000  $             100  $           1000 1.57 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS BOND & MORT SEC INST 74253M159 PMSIX Mutual Fund   Government Bond - Mortgage  $           -  $             -  $           - 0.52 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS BOND & MORTG SEC B 74254T237 PROBX Mutual Fund   Government Bond - Mortgage  $           1000  $             100  $           1000 1.6 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS BOND&MORTG SEC CL A 74254T245 PRBDX Mutual Fund   Government Bond - Mortgage  $           1000  $             100  $           1000 0.94 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS CALIF MUNI CL A 74254V695 SRCMX Mutual Fund   Municipal Bond - Single State  $           1000  $             100  $           1000 0.83 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS CALIF MUNI CL B 74254V687 SQCMX Mutual Fund   Municipal Bond - Single State  $           1000  $             100  $           1000 1.61 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS CALIF MUNI CL C 74254V679 SRCCX Mutual Fund   Municipal Bond - Single State  $           1000  $             100  $           1000 1.71 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS CONSERV BAL CL B 74254V497 SBIPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.44 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DCPL LRGCAP BLND C 74254V828 PDCCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.82 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DISP LRGECAP BLEND B 74254T187 PBABX Mutual Fund   Growth  $           1000  $             100  $           1000 2.04 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DIVERS INTL CL C 74254V810 PDNCX Mutual Fund   Foreign Stock  $           1000  $             100  $           1000 2.08 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DIVERSFD INTL CL A 74254T328 PRWLX Mutual Fund   Foreign Stock  $           1000  $             100  $           1000 1.39 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DIVERSFIED INTL B 74254T310 PRBWX Mutual Fund   Foreign Stock  $           1000  $             100  $           1000 2.34 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS DIVERSIF INTL INSTL 74253Q879 PIIIX Mutual Fund   Foreign Stock  $           -  $             -  $           - 0.93 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS DIVERSIFIED INTL R5 74251T610 PINPX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.19 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS EMG MRKTS CL R5 74251T511 PEPSX Mutual Fund   Diversified Emerging Markets  $           -  $             -  $           - 1.52 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS EQUITY INC INSTL 74254U499 PEIIX Mutual Fund   Growth and Income  $           -  $             -  $           - 0.52 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS EQUITY INCOME CL A 74254V869 PQIAX Mutual Fund   Growth and Income  $           1000  $             100  $           1000 0.94 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS EQUITY INCOME CL C 74254V844 PEUCX Mutual Fund   Growth and Income  $           1000  $             100  $           1000 1.7 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS GLOBAL REAL ESTATE A 74254V299 POSAX Mutual Fund   Specialty - Real Estate  $           1000  $             100  $           1000 1.45 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS GLOBAL REAL ESTATE C 74254V281 POSCX Mutual Fund   Specialty - Real Estate  $           1000  $             100  $           1000 2.2 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS HIGH QUAL INT BD INS 74253Q200 HUIIX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS HIGH YIELD CL A 74254V661 CPHYX Mutual Fund   Corporate Bond - High Yield  $           1000  $             100  $           1000 0.92 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS HIGH YIELD CL C 74254V646 CCHIX Mutual Fund   Corporate Bond - High Yield  $           1000  $             100  $           1000 1.7 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS HIGH YIELD II INSL 74254U481 PHYTX Mutual Fund   Corporate Bond - High Yield  $           -  $             -  $           - 0.53 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS HIGH YLD CL B 74254V653 CBHYX Mutual Fund   Corporate Bond - High Yield  $           1000  $             100  $           1000 1.71 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INCOME CL A 74254V638 CMPIX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 0.9 0.25 2.25 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INCOME CL C 74254V612 CNMCX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.65 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INCOME FUND CL B 74254V620 CMIBX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.64 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INFL PROTECTION CL C 74254U762 PPOCX Mutual Fund   Income  $           1000  $             100  $           1000 1.65 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INTERNATL GROWTH C 74254V257 PIRCX Mutual Fund   Foreign Stock  $           1000  $             100  $           1000 2.35 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INTERNATL GROWTH CLA 74254V265 PIRAX Mutual Fund   Foreign Stock  $           1000  $             100  $           1000 1.6 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INTERNL EMER MKT INS 74253Q804 PIEIX Mutual Fund   Diversified Emerging Markets  $           -  $             -  $           - 1.26 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS INTERNL GROWTH INST 74251T578 PITIX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS INTL EMERG MKTS B 74254T286 PIEBX Mutual Fund   Diversified Emerging Markets  $           1000  $             100  $           1000 2.72 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS INTL GR CL R5 74251T552 PITPX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.26 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS INTNL EMRG MRKT A 74254T294 PRIAX Mutual Fund   Diversified Emerging Markets  $           1000  $             100  $           1000 1.81 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LARGE CAP GROWTH A 74254T534 PRGWX Mutual Fund   Growth  $           1000  $             100  $           1000 1.21 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LARGE CAP GROWTH INS 74253Q812 PGLIX Mutual Fund   Growth  $           -  $             -  $           - 0.62 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS LARGE CAP VAL CL A 74254T625 PCACX Mutual Fund   Growth  $           1000  $             100  $           1000 0.97 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LARGE CAP VALUE B 74254T617 PCCBX Mutual Fund   Growth  $           1000  $             100  $           1000 1.96 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LARGECAP CL R5 74251T370 PDPPX Mutual Fund   Growth  $           -  $             -  $           - 0.88 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS LARGECAP GROWTH B 74254T526 PRGBX Mutual Fund   Growth  $           1000  $             100  $           1000 2.13 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LARGECAP S&P 500 A 74254T476 PLSAX Mutual Fund   Growth  $           1000  $             100  $           1000 0.65 0.15 1.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LFETME STRAT IN CL A 74254T138 PALTX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LG CAP S&P 500 CL C 74254U747 PLICX Mutual Fund   Growth  $           1000  $             100  $           1000 1.3 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LG CAP VALUE CL C 74254U739 PLUCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.7 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFE TIME 2020 CL B 74254U200 PLIBX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 1.25 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFE TIME 2050 CL B 74254U796 PLTFX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 1.25 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFETIME 2010 CL A 74254T120 PENAX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFETIME 2020 CL A 74254U101 PTBAX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFETIME 2030 CL A 74254U309 PTCAX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFETIME ST INC CL B 74254U812 PLTSX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 1.25 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LIFETME 2040 CL A 74254U507 PTDAX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LRG CAP GRWTH CL C 74254V836 PLGCX Mutual Fund   Growth  $           1000  $             100  $           1000 2.02 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS LRG CAP S&P 500 IND 74253Q788 PLFIX Mutual Fund   Growth  $           -  $             -  $           - 0.16 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS LRG CAP VALUE INSTL 74253J677 PLVIX Mutual Fund   Growth  $           -  $             -  $           - 0.77 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS MID CAP BLEND CL C 74254U721 PMBCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.95 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP BLEND - INSTL 74253Q747 PCBIX Mutual Fund   Growth  $           -  $             -  $           - 0.65 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP BLEND CL A 74254T443 PEMGX Mutual Fund   Growth  $           1000  $             100  $           1000 1.06 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP BLEND CL B 74254T435 PRMBX Mutual Fund   Growth  $           1000  $             100  $           1000 1.5 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP BLEND CL R5 74251T248 PMBPX Mutual Fund   Growth  $           -  $             -  $           - 0.91 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP GR CL R5 74251T198 PHPPX Mutual Fund   Growth  $           -  $             -  $           - 0.97 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS MIDCAP S&P 400 IND I 74253Q697 MPSIX Mutual Fund   Growth  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS MONEY MARKET CL A 74254T161 PCSXX Mutual Fund    $           1000  $             100  $           1000 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS PREFERRED SEC CL A 74254T252 PPSAX Mutual Fund   Income  $           1000  $             100  $           1000 1 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS PREFERRED SEC CL C 74254U614 PRFCX Mutual Fund   Income  $           1000  $             100  $           1000 1.75 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS PREFERRED SECS INSTL 74253Q416 PPSIX Mutual Fund   Income  $           -  $             -  $           - 0.74 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS PRTNRS LRG CAP BL IN 74253J842 PLBIX Mutual Fund   Growth  $           -  $             -  $           - 0.75 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS PTNRS MIDCAP GR INST 74253Q614 PPIMX Mutual Fund   Growth  $           -  $             -  $           - 1 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS REAL ESTATE CL B 74254T260 PRLEX Mutual Fund   Specialty - Real Estate  $           1000  $             100  $           1000 2.08 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS REAL ESTATE SEC CL A 74254T278 PRRAX Mutual Fund   Specialty - Real Estate  $           1000  $             100  $           1000 1.28 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS REAL ESTATE SEC CL C 74254V786 PRCEX Mutual Fund   Specialty - Real Estate  $           1000  $             100  $           1000 1.98 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS REAL ESTATE SEC INST 74253Q580 PIREX Mutual Fund   Specialty - Real Estate  $           -  $             -  $           - 0.84 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM BALANCE CL C 74254V521 SCBPX Mutual Fund   Balanced  $           1000  $             100  $           1000 1.41 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM BALANCED INSTL 74254U424 PSBIX Mutual Fund   Balanced  $           -  $             -  $           - 0.33 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM BALANCED PRTF A 74254V547 SABPX Mutual Fund   Balanced  $           1000  $             100  $           1000 0.67 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM BALANCED PRTF B 74254V539 SBBPX Mutual Fund   Balanced  $           1000  $             100  $           1000 1.43 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CON BALANCE CL A 74254V513 SAIPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 0.68 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CONS BAL CL C 74254V489 SCIPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.42 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CONS GROWTH CL A 74254V471 SAGPX Mutual Fund   Growth  $           1000  $             100  $           1000 0.68 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CONS GROWTH CL B 74254V463 SBGPX Mutual Fund   Growth  $           1000  $             100  $           1000 1.44 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CONS GROWTH CL C 74254V455 SCGPX Mutual Fund   Growth  $           1000  $             100  $           1000 1.43 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM CONSERV BAL INTL 74254U341 PCCIX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.33 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM CONVERV GR INSTL 74254V315 PCWIX Mutual Fund   Growth  $           -  $             -  $           - 0.33 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM FLEX INC C 74254V422 SCUPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.42 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM FLEX INC INSTL 74254U192 PIFIX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.33 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM FLEX INCOME CL A 74254V448 SAUPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 0.67 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM FLEXIBLE INC B 74254V430 SBUPX Mutual Fund   Corporate Bond - General  $           1000  $             100  $           1000 1.44 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM STRAT GROWTH A 74254V414 SACAX Mutual Fund   Growth  $           1000  $             100  $           1000 0.72 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM STRAT GRTH INSTL 74254V109 PSWIX Mutual Fund   Growth  $           -  $             -  $           - 0.33 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SAM STRAT GRWTH B 74254V398 SBCAX Mutual Fund   Growth  $           1000  $             100  $           1000 1.47 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SAM STRATEGIC GWTH C 74254V380 SWHCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.46 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SHORT TERM BOND INST 74253Q606 SMBFX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.42 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SHORT TERM INC A 74254V562 SRHQX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 0.95 0.15 2.25 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SHORT TERM INC CL C 74254V554 STCCX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 1.67 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SM CAP VALUE INSTL 74253Q499 PVSIX Mutual Fund   Small Company  $           -  $             -  $           - 0.76 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP GRTH CL A 74254V778 PMAAX Mutual Fund   Small Company  $           1000  $             100  $           1000 1.51 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP GRWTH C 74254V752 PSOWX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.21 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP S&P 600 IN 74253Q523 PSSIX Mutual Fund   Small Company  $           -  $             -  $           - 0.16 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP VAL CL C 74254V745 PSUCX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.08 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP VALUE CL A 74254T385 PSUAX Mutual Fund   Small Company  $           1000  $             100  $           1000 1.35 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALL CAP VALUE CL B 74254T377 PSVBX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.29 1 5.00 No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS SMALLCAP BLEND B 74254T351 PLLBX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.33 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALLCAP BLEND CL A 74254T369 PLLAX Mutual Fund   Small Company  $           1000  $             100  $           1000 1.46 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALLCAP GROWTH CL B 74254V760 PSCBX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.57 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS SMALLCAP GRWTH INST 74253Q549 SCPGX Mutual Fund   Small Company  $           -  $             -  $           - 0.76 0 None No Yes 0 Y
Principal Funds PRINCIPAL INVESTORS TAX XMPT BOND CL A 74254V802 PTEAX Mutual Fund   Municipal Bond - National  $           1000  $             100  $           1000 0.76 0.25 3.75 Yes Yes 30 Y
Principal Funds PRINCIPAL INVESTORS TAX XMPT BOND CL B 74254V885 PTBBX Mutual Fund   Municipal Bond - National  $           1000  $             100  $           1000 1.15 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS TAX XMPT BOND CL C 74254V877 PTBCX Mutual Fund   Municipal Bond - National  $           1000  $             100  $           1000 1.65 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVESTORS ULT SHT BOND FD CL A 74254U820 PULAX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 0.8 0 1.00 Yes No 0 Y
Principal Funds PRINCIPAL INVST DISP LRGECAP BLEND CL A 74254T195 PRMGX Mutual Fund   Growth  $           1000  $             100  $           1000 1 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVST PORT LRGECAP BLEND CL A 74254T559 PBLCX Mutual Fund   Growth  $           1000  $             100  $           1000 1.11 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN LARGECAP BLEND CL A 74254T575 PLRAX Mutual Fund   Growth  $           1000  $             100  $           1000 1.35 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN LARGECAP BLEND CL B 74254T567 PLDBX Mutual Fund   Growth  $           1000  $             100  $           1000 2.16 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN LARGECAP BLEND CL B 74254T542 PBLBX Mutual Fund   Growth  $           1000  $             100  $           1000 2.07 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN LARGECAP GRWTH CL B 74254T492 PBAGX Mutual Fund   Growth  $           1000  $             100  $           1000 2.47 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN LARGECAP VAL CL A 74254T591 PPVAX Mutual Fund   Growth  $           1000  $             100  $           1000 1.43 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN MIDCAP GROWTH CL A 74254T427 PPMGX Mutual Fund   Growth  $           1000  $             100  $           1000 1.73 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN MIDCAP GROWTH CL B 74254T419 PPGFX Mutual Fund   Growth  $           1000  $             100  $           1000 2.5 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVST PRTN SMALLCAP GROW CL A 74254T344 PPSMX Mutual Fund   Small Company  $           1000  $             100  $           1000 1.95 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL INVT BOND & MORT SEC CL C 74254U788 PBMCX Mutual Fund   Government Bond - Mortgage  $           1000  $             100  $           1000 1.75 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT INTL EMERGING MRKTS C 74254U754 PMKCX Mutual Fund   Diversified Emerging Markets  $           1000  $             100  $           1000 2.79 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT LIFE TIME 2030 CL B 74254U408 PTCBX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 1.25 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS LG CAP BLEND CL C 74254U689 PLRCX Mutual Fund   Growth  $           1000  $             100  $           1000 2.2 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS LG CAP BLEND CL C 74254U697 PPLGX Mutual Fund   Growth  $           1000  $             100  $           1000 1.9 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS LG CAP BLEND CL C 74254U713 PLFCX Mutual Fund   Growth  $           1000  $             100  $           1000 2.2 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS LG CAP VALUE CL C 74254U663 PLLCX Mutual Fund   Growth  $           1000  $             100  $           1000 2.25 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS MID CAP GRWTH CL C 74254U648 PMFCX Mutual Fund    $           1000  $             100  $           1000 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS MID CAP GRWTH CL C 74254U655 POWCX Mutual Fund   Growth  $           1000  $             100  $           1000 2.5 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS SM CAP GRWTH CL C 74254U622 PTOCX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.7 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PRTNS SMALL CAP GR CL B 74254T336 PPSBX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.7 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT PTRNS LG CAP GRWTH CL C 74254U671 PLGRX Mutual Fund   Growth  $           1000  $             100  $           1000 2.45 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT SHORT TERM BOND FD CL C 74254U531 PBOCX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 1.7 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL INVT ULTRA TERM BOND FD CL C 74254U515 PUHCX Mutual Fund   Corporate Bond - High Quality  $           1000  $             100  $           1000 1.5 0 1.00 No No 0 Y
Principal Funds PRINCIPAL LARGE CAP BLEND FD I CL R3 74251T396 PVPPX Mutual Fund   Growth  $           -  $             -  $           - 1.02 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP GROWTH FD I CL R3 74253J743 PPUMX Mutual Fund   Growth  $           -  $             -  $           - 1.3 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP GROWTH FUND CL R3 74251T354 PLGPX Mutual Fund   Growth  $           -  $             -  $           - 1.19 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP GROWTH S&P 500 R3 74251T313 PLFMX Mutual Fund   Growth  $           -  $             -  $           - 0.73 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP S&P 500 INDEX R5 74251T339 PLFPX Mutual Fund   Growth  $           -  $             -  $           - 0.42 0 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP VALUE FD I CL R3 74254R769 PABDX Mutual Fund   Growth  $           -  $             -  $           - 1.36 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGE CAP VALUE FD R3 74251T263 PLVMX Mutual Fund   Growth  $           -  $             -  $           - 1.02 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP BLEND FUND I CL R4 74251T438 PYPPX Mutual Fund   Growth  $           -  $             -  $           - 0.83 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP BLEND FUND R3 74253J792 PPZMX Mutual Fund   Growth  $           -  $             -  $           - 1.32 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP BLEND FUND R4 74253J834 PPZSX Mutual Fund   Growth  $           -  $             -  $           - 1.13 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP GROWTH FUND CL R1 74254R454 PLSGX Mutual Fund   Growth  $           -  $             -  $           - 1.5 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP GROWTH FUND CL R4 74251T388 PEPPX Mutual Fund   Growth  $           -  $             -  $           - 1 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP GROWTH FUND I CL R4 74253J776 PPUSX Mutual Fund   Growth  $           -  $             -  $           - 1.11 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP GROWTH FUND II CL R4 74253J727 PPTSX Mutual Fund   Growth  $           -  $             -  $           - 1.32 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP GROWTH FUND II R3 74253J685 PPTMX Mutual Fund   Growth  $           -  $             -  $           - 1.51 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP S & P 500 INDEX FD R1 74254R447 PLPIX Mutual Fund   Growth  $           -  $             -  $           - 1.04 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP S & P 500 INDEX FD R4 74251T347 PLFSX Mutual Fund   Growth  $           -  $             -  $           - 0.54 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP VALUE FUND CL R3 74253J636 PPSFX Mutual Fund   Growth  $           -  $             -  $           - 1.34 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP VALUE FUND CL R4 74251T297 PLVSX Mutual Fund   Growth  $           -  $             -  $           - 0.83 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP VALUE FUND I CL R4 74254R793 PAGBX Mutual Fund   Growth  $           -  $             -  $           - 1.17 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP VALUE FUND III CL R4 74253J669 PPSSX Mutual Fund   Growth  $           -  $             -  $           - 1.15 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LARGECAP VALUE R5 SHARES 74251T289 PLVPX Mutual Fund   Growth  $           -  $             -  $           - 0.71 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFE TIME 2035 FUND CL R1 742553852 LTANX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFE TIME 2045 FUND CL R1 742553795 LTRGX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFE TIME 2055 FUND CL R1 742553696 LTFGX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2010 CL R3 74253M571 PTAMX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.7 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2010 CL R4 74253M563 PTASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.51 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2010 FUND R1 74254R413 PVASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.01 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2010 INSTL CL 74253M548 PTTIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.13 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2010 R5 SHARES 74253M555 PTAPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.39 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2015 CL R5 742553506 LTPFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2015 FD CL R3 742553308 LTAPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2015 FD CL R4 742553407 LTSLX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.55 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2015 FUND CL R1 742553100 LTSGX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2015 INSTL 742553605 LTINX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2020 CL R3 74253M514 PTBMX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.69 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2020 CL R4 74253M498 PTBSX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.5 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2020 FD CL R5 74253M480 PTBPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.38 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2020 FUND R1 74254R397 PWASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2020 INSTL CL 74253M464 PLWIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.12 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2025 FD CL R3 742553886 LTVPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2025 FD CL R4 742553878 LTEEX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.55 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2025 FD CL R5 742553860 LTPDX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2025 FUND CL R1 742553704 LTSNX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2025 INSTL 742553738 LTSTX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2030 CL R3 74253M449 PTCMX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.7 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2030 CL R4 74253M431 PTCSX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.51 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2030 FD CL R1 74254R389 PXASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.01 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2030 FD CL R5 74253M423 PTCPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.39 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2030 INSTL CL 74253M399 PMTIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.13 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2035 CL R5 742553811 LTPEX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.43 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2035 FD CL R3 742553837 LTAOX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2035 FD CL R4 742553829 LTSEX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.55 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2035 INSTL 742553720 LTIUX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2040 CL R3 74253M373 PTDMX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.7 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2040 CL R4 74253M365 PTDSX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.51 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2040 FD CL R5 74253M357 PTDPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.39 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2040 FUND R1 74254R371 PYASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.01 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2040 INSTL 74253M332 PTDIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.13 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2045 FD CL R4 742553761 LTRLX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.55 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2045 FD CL R5 742553753 LTRDX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2045 FUND R3 742553779 LTRVX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2050 CL R3 74253M316 PTERX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.7 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2050 CL R4 74253M290 PTESX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.51 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2050 FD CL A 74254U705 PPEAX Mutual Fund   Asset Allocation  $           1000  $             100  $           1000 0.5 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL LIFETIME 2050 FD CL R5 74253M282 PTEFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.39 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2050 FUND R1 74254R363 PZASX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.01 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2050 INSTL CL 74253M266 PPLIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.13 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2055 CL R5 742553654 LTFPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2055 FD CL R4 742553662 LTFLX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.55 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2055 FUND R3 742553670 LTFDX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME 2055 INSTL CL 742553712 LTFIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.17 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME CL R4 74253M233 PLSSX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.51 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME STRATEGIC INC CL R3 74253M241 PLSMX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.7 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME STRATEGIC INC INSTL 74253M191 PLSIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.13 0 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME STRATEGIC INCOME R1 74254R421 PLAIX Mutual Fund   Asset Allocation  $           -  $             -  $           - 1.01 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL LIFETIME STRATEGIC INCOME R5 74253M225 PLSPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.39 0 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP BLEND CLASS R3 74251T222 PMBMX Mutual Fund   Growth  $           -  $             -  $           - 1.22 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP BLEND FD CL R4 74251T255 PMBSX Mutual Fund   Growth  $           -  $             -  $           - 1.03 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP GROWTH CL R3 74253J537 PPQMX Mutual Fund   Growth  $           -  $             -  $           - 1.57 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP GROWTH FD 111 CL R4 74253J560 PPQSX Mutual Fund   Growth  $           -  $             -  $           - 1.38 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP GROWTH FUND CL R3 74251T172 PFPPX Mutual Fund   Growth  $           -  $             -  $           - 1.28 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP S&P 400 INDEX CL R4 74251T164 PMFSX Mutual Fund   Growth  $           -  $             -  $           - 0.55 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP S&P 400 INDEX R3 74251T131 PMFMX Mutual Fund   Growth  $           -  $             -  $           - 0.74 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP VALUE FD 111 CL R4 74253J107 PMPPX Mutual Fund   Growth  $           -  $             -  $           - 1.06 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP VALUE FD I CL R3 74254R405 PMPRX Mutual Fund   Growth  $           -  $             -  $           - 1.57 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP VALUE FD I CLASS R4 74254R108 PABWX Mutual Fund   Growth  $           -  $             -  $           - 1.38 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP VALUE I CLASS A 742553498 PVEAX Mutual Fund   Growth  $           1000  $             100  $           1000 -999 0.25 5.50 Yes Yes 30 Y
Principal Funds PRINCIPAL MID CAP VALUE I CLASS B 742553480 PVEBX Mutual Fund   Growth  $           1000  $             100  $           1000 -999 1 5.00 No Yes 30 Y
Principal Funds PRINCIPAL MID CAP VALUE I CLASS C 742553472 PVECX Mutual Fund   Growth  $           1000  $             100  $           1000 -999 1 1.00 No Yes 30 Y
Principal Funds PRINCIPAL MID CAP VALUE I CLASS I 74253Q192 PVMIX Mutual Fund   Growth  $           -  $             -  $           - 1 0 None No Yes 0 Y
Principal Funds PRINCIPAL MID CAP VLAUE FD CLASS R3 74253J404 PJPPX Mutual Fund   Growth  $           -  $             -  $           - 1.25 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP BLEND FUND CL R1 74254R355 PMSBX Mutual Fund   Growth  $           -  $             -  $           - 1.53 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP CL R4 74251T214 PIPPX Mutual Fund   Growth  $           -  $             -  $           - 1.09 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP GROWTH FUND CL R1 74254R348 PMSGX Mutual Fund   Growth  $           -  $             -  $           - 1.59 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP GROWTH FUND INSTL 74253Q721 PGWIX Mutual Fund   Growth  $           -  $             -  $           - 0.71 0 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP GROWTH FUND R3 74254R801 PABLX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP S&P 400 INDEX FUND CL R1 74254R330 PMSSX Mutual Fund   Growth  $           -  $             -  $           - 1.05 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP S&P 400 INDEX R5 74251T156 PMFPX Mutual Fund   Growth  $           -  $             -  $           - 0.43 0 None No Yes 0 Y
Principal Funds PRINCIPAL MIDCAP VALUE FUND CL R1 74254R173 PKASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS GLOBAL EQUITY CL R1 74254T732 PGSEX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS INTERNATIONAL CL R1 74254R298 PPISX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.98 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP BLEND I R1 74254R272 PAASX Mutual Fund   Growth  $           -  $             -  $           - 1.33 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP BLEND R1 74254R280 PLBSX Mutual Fund   Growth  $           -  $             -  $           - 1.63 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP GROWTH I R1 74254R256 PCRSX Mutual Fund   Growth  $           -  $             -  $           - 1.61 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP GRWTH II R1 74254R249 PDASX Mutual Fund   Growth  $           -  $             -  $           - 1.82 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP VALUE I R1 74254R223 PVUAX Mutual Fund   Growth  $           -  $             -  $           - 1.67 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP VALUE II R1 74254R215 PGASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS LARGECAP VALUE R1 74254R231 PESAX Mutual Fund   Growth  $           -  $             -  $           - 1.65 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS MIDCAP GROWTH CL R1 74254R199 PHASX Mutual Fund   Growth  $           -  $             -  $           - 1.88 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS MIDCAP GROWTH II R1 74254T757 PJASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS MIDCAP GROWTH R1 74254R181 POASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS MIDCAP VALUE FD I R1 74254R165 PLASX Mutual Fund   Growth  $           -  $             -  $           - 1.88 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP GROWTH I R1 74254R140 PNASX Mutual Fund   Growth  $           -  $             -  $           - 2 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP GRTH III R1 74254R124 PQASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP GRWTH II R1 74254R132 PPASX Mutual Fund   Small Company  $           -  $             -  $           - 1.89 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP VALUE CL R1 74254T104 PVUUX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP VALUE I R1 74254T203 PSASX Mutual Fund   Income  $           -  $             -  $           - 1.9 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PARTNERS SMALLCAP VALUE II R1 74254T302 PCPTX Mutual Fund   Small Company  $           -  $             -  $           - 1.9 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PREFERRED SECURITIES CL R4 74254R843 PQARX Mutual Fund   Income  $           -  $             -  $           - 1.12 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL PREFERRED SECURITIES FUND R1 74254T401 PUSAX Mutual Fund   Income  $           -  $             -  $           - 1.62 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL PREFERRED SECURITY CL R3 74254R819 PNARX Mutual Fund   Income  $           -  $             -  $           - 1.31 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL REAL ESTATE SEC CL R5 74253J347 PREPX Mutual Fund   Specialty - Real Estate  $           -  $             -  $           - 1.1 0 None No Yes 0 Y
Principal Funds PRINCIPAL REAL ESTATE SEC FD CL R4 74253J354 PRETX Mutual Fund   Specialty - Real Estate  $           -  $             -  $           - 1.22 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL REAL ESTATE SECURITIES R1 74254T500 PRAEX Mutual Fund   Specialty - Real Estate  $           -  $             -  $           - 1.72 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL REAL ESTATE SECURITIES R3 74253J321 PRERX Mutual Fund   Specialty - Real Estate  $           -  $             -  $           - 1.41 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - BALANCED PORT CL R1 74254U374 PSBGX Mutual Fund   Balanced  $           -  $             -  $           - 1.21 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - BALANCED PORT R3 74254U382 PBAPX Mutual Fund   Balanced  $           -  $             -  $           - 0.9 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - BALANCED PORT R4 74254U366 PSBLX Mutual Fund   Balanced  $           -  $             -  $           - 0.71 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - CONSERVATIVE BAL R1 74254U291 PCSSX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 1.21 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - CONSERVATIVE GRW R4 74254U226 PCWSX Mutual Fund   Growth  $           -  $             -  $           - 0.71 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - CONSERVATIVE GRWT R1 74254U234 PCGGX Mutual Fund   Growth  $           -  $             -  $           - 1.21 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - CONSERVATIVE PORT R4 74254U283 PCBLX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.71 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - FLEXIBLE INCOME R4 74254U143 PFILX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.71 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SAM - STRATEGIC GR PORT R1 74254V505 PSGGX Mutual Fund   Growth  $           -  $             -  $           - 1.21 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SHORT TERM BOND FD CL R4 74251T669 PHSSX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.8 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SHORT TERM BOND FD CLASS R3 74251T636 PHSMX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.99 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SHORT-TERM BOND FUND CL R1 74254R512 PSSTX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 1.3 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SHORT-TERM INCOME INSTL 74254U440 PSHIX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.48 0 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP BLEND CL R3 74253J271 PSBMX Mutual Fund   Small Company  $           -  $             -  $           - 1.34 0.25 None No No 0 Y
Principal Funds PRINCIPAL SMALL CAP GROWTH FD 11 CL R3 74253J362 PPMMX Mutual Fund   Small Company  $           -  $             -  $           - 1.58 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP GROWTH FD 11 CL R4 74253J396 PPMSX Mutual Fund   Small Company  $           -  $             -  $           - 1.39 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP GROWTH FD CL R4 74253J263 PVARX Mutual Fund   Small Company  $           -  $             -  $           - 1.15 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP GROWTH FD I CL R4 74253J453 PPNSX Mutual Fund   Growth  $           -  $             -  $           - 1.5 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP GROWTH FUND I CL R3 74253J420 PPNMX Mutual Fund   Growth  $           -  $             -  $           - 1.69 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP GRWTH FD CL R3 74253J230 PSLPX Mutual Fund   Small Company  $           -  $             -  $           - 1.34 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP S&P 600 INDEX CL R3 74253J180 PSSMX Mutual Fund   Small Company  $           -  $             -  $           - 0.73 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP S&P 600 INDEX R4 74253J222 PSSSX Mutual Fund   Small Company  $           -  $             -  $           - 0.54 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP S&P 600 INDEX R5 SHR 74253J214 PSSPX Mutual Fund   Small Company  $           -  $             -  $           - 0.42 0 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE FD 11 CL R3 74254R710 PJARX Mutual Fund   Small Company  $           -  $             -  $           - 1.59 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE FD 11 CL R4 74254R744 PSTWX Mutual Fund   Small Company  $           -  $             -  $           - 1.4 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE FD CL R4 74253J172 PSVSX Mutual Fund   Small Company  $           -  $             -  $           - 1.14 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE FD I CL R4 74253Q366 PPKSX Mutual Fund   Income  $           -  $             -  $           - 1.4 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE FUND CL R3 74253J149 PSVMX Mutual Fund   Small Company  $           -  $             -  $           - 1.33 0.25 None No Yes 0 Y
Principal Funds PRINCIPAL SMALL CAP VALUE R5 SHARES 74253J164 PSVPX Mutual Fund   Small Company  $           -  $             -  $           - 1.02 0 None No Yes 0 Y
Principal Funds PRINCIPAL SMALLCAP BLEND FUND CL R1 74254R157 PMASX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Principal Funds PRINCIPAL SMALLCAP BLEND FUND R1 74254T609 PSABX Mutual Fund   Small Company  $           -  $             -  $           - 1.65 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SMALLCAP GROWTH FUND R1 74254T708 PSAGX Mutual Fund   Small Company  $           -  $             -  $           - 1.65 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SMALLCAP S&P 600 INDEX CL R1 74254T807 PSAPX Mutual Fund   Small Company  $           -  $             -  $           - 1.04 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL SMALLCAP VALUE FUND R1 74254T880 PSAVX Mutual Fund   Small Company  $           -  $             -  $           - 1.64 0.35 None No Yes 0 Y
Principal Funds PRINCIPAL STRATEGIC MGMT GRWTH PORT R4 74254V604 PSGLX Mutual Fund   Growth  $           -  $             -  $           - 0.71 0.1 None No Yes 0 Y
Principal Funds PRINCIPAL ULTRA SHORT BD FD CL R3 74254U861 PUAPX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.98 0 None No No 0 Y
Principal Funds PRINCIPAL ULTRA SHORT BOND FUND R1 74254U853 PUABX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 1.29 0 None No No 0 Y
Principal Funds PRINCIPAL ULTRA SHORT BOND FUND R4 74254U804 PUSSX Mutual Fund   Corporate Bond - High Quality  $           -  $             -  $           - 0.8 0 None No No 0 Y
Principal Funds PRINCPAL INVT SMALL CAP BLEND CL C 74254U523 PSMCX Mutual Fund   Small Company  $           1000  $             100  $           1000 2.2 1 1.00 No Yes 30 Y
Principal Funds PRINICIPAL SAM - FLEXIBLE INCOME R1 74254U150 PFIGX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 1.21 0.35 None No Yes 0 Y
Principal Funds SAM BALANCED PORTFOLIO 742969389 QXJTQ Mutual Fund    $           -  $             -  $           1000 None Yes Yes 0 N
Principal Funds SAM CONSERVATIVE BALANCED PRTF 742969363 QXJUQ Mutual Fund    $           -  $             -  $           1000 None Yes Yes 0 N
Principal Funds SAM CONSERVATIVE GROWTH PORTFOLIO 742969348 QXJVQ Mutual Fund    $           -  $             -  $           1000 None Yes Yes 0 N
Principal Funds SAM FLEXIBLE INCOME PORTFOLIO 742969322 QXJWQ Mutual Fund    $           -  $             -  $           1000 None Yes Yes 0 N
Principal Funds SAM STRATEGIC GROWTH PORTFOLIO 742969298 QXJXQ Mutual Fund    $           -  $             -  $           1000 None Yes Yes 0 N
Principal Funds STRATEGIC ASSET MGMT CONSERVATIVE BAL R3 74254U317 PCBPX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.9 0.25 None No Yes 0 Y
Principal Funds STRATEGIC ASSET MGMT CONSERVATIVE GRTH R3 74254U242 PCGPX Mutual Fund   Growth  $           -  $             -  $           - 0.9 0.25 None No Yes 0 Y
Principal Funds STRATEGIC ASSET MGMT FLEXIBLE INC PT R3 74254U168 PFIPX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 0.9 0.25 None No Yes 0 Y
Principal Funds STRATEGIC ASSET MGMT STRATEGIES GRWTH R3 74254V406 PSGPX Mutual Fund   Growth  $           -  $             -  $           - 0.9 0.25 None No Yes 0 Y



 








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