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Legg Mason Funds

Fund Family Name Fund Name CUSIP Symbol   Morningstar Prospectus Objective  Min Initial Purchase  Min Subsequent Purchase  Min IRA Purchase Expense Ratio 12b-1 Sales Charge Available to New Shareholders Available to Existing Shareholders Exchange In Eligible Foreign Purchase Eligible
Legg Mason Funds BARRETT OPPORTUNITY FD 06847P108 SAOPX Mutual Fund   Growth  $           1000  $             100  $           250 1.03 0 None No Yes 0 N
Legg Mason Funds BATTERYMARCH US SM CAP EQUITY CLASS A 524673100 LMBAX Mutual Fund   Small Company  $           1000  $             50  $           250 -999 0.25 5.75 Yes Yes 60 Y
Legg Mason Funds BATTERYMARCH US SM CAP EQUITY CLASS C 524673209 LMBCX Mutual Fund   Small Company  $           1000  $             50  $           250 -999 1 1.00 No Yes 60 Y
Legg Mason Funds LEGG MASON AMERICAN LEADING CO TR INSTL 52465Q200 LGAMX Mutual Fund   Growth and Income  $           1000000  $             -  $           - 0.86 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON AMERICAN LEADING COMPANIES C 52465Q101 LMALX Mutual Fund   Growth and Income  $           1000  $             50  $           250 1.88 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON AMERICAN LEADING CO- Mutual Fund - S TR CL A 52468V107 LGAAX Mutual Fund   Growth and Income  $           1000  $             50  $           250 1.1 0.25 5.75 No Yes 0 Y
Legg Mason Funds LEGG MASON BATTERY MARCH EMG MRKTS TR A 52465U839 LMRAX Mutual Fund   Diversified Emerging Markets  $           1000  $             50  $           250 -999 0.25 5.75 Yes Yes 60 Y
Legg Mason Funds LEGG MASON BFM GLOBAL EQUITY CL A 52469H487 CFIPX Mutual Fund   World Stock  $           1000  $             50  $           250 1.46 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON BFM GLOBAL EQUITY FD B 52469H479 SILCX Mutual Fund   World Stock  $           1000  $             50  $           250 2.3 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON BFM GLOBAL EQUITY FD C 52469H461 SILLX Mutual Fund   World Stock  $           1000  $             50  $           250 2.23 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON BFM S&P 500 INDEX CL A 52469H727 SBSPX Mutual Fund   Growth  $           -  $             -  $           - 0.55 0.2 None No Yes 0 N
Legg Mason Funds LEGG MASON BRT FINANCIAL SERVICES A 52469R105 SBFAX Mutual Fund   Specialty - Financial  $           1000  $             50  $           250 1.5 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON BRT FINANCIAL SERVICES B 52469R204 SBFBX Mutual Fund   Specialty - Financial  $           1000  $             50  $           250 2.24 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON BRT FINANCIAL SERVICES C 52469R303 SFSLX Mutual Fund   Specialty - Financial  $           1000  $             50  $           250 2.18 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGGRESSIVE GROWTH A 52468C109 SHRAX Mutual Fund   Aggressive Growth  $           1000  $             50  $           250 1.19 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGGRESSIVE GROWTH B 52468C208 SAGBX Mutual Fund   Aggressive Growth  $           1000  $             50  $           250 2.02 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGGRESSIVE GROWTH C 52468C307 SAGCX Mutual Fund   Aggressive Growth  $           1000  $             50  $           250 1.8 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGGRESSIVE GROWTH I 52468C406 SAGYX Mutual Fund   Aggressive Growth  $           1000000  $             -  $           9999999.99 0.71 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGRESSIVE GRWTH CL R 52468C505 LMPRX Mutual Fund   Aggressive Growth  $           -  $             -  $           - 1.29 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA APPRECIATION CL R 52468E501 LMPPX Mutual Fund   Growth  $           -  $             -  $           - 1.26 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA APPRECIATION CLASS A 52468E105 SHAPX Mutual Fund   Growth  $           1000  $             50  $           250 0.99 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA APPRECIATION CLASS B 52468E204 SAPBX Mutual Fund   Growth  $           1000  $             50  $           250 1.97 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA APPRECIATION CLASS C 52468E303 SAPCX Mutual Fund   Growth  $           1000  $             50  $           250 1.73 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA APPRECIATION CLASS I 52468E402 SAPYX Mutual Fund   Growth  $           2500  $             -  $           - 0.61 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CAP & INCOME CL I 52469H594 SOPYX Mutual Fund   Equity-Income  $           1000000  $             -  $           - 0.76 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CAPITAL FUND CL A 524694106 SCCAX Mutual Fund   Growth  $           1000  $             50  $           250 1.09 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA CAPITAL FUND CL B 524694205 SPABX Mutual Fund   Growth  $           1000  $             50  $           250 1.82 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CAPITAL FUND CL C 524694304 SCCCX Mutual Fund   Growth  $           1000  $             50  $           250 1.76 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CAPITAL FUND CL I 524694403 SACPX Mutual Fund   Growth  $           1000000  $             -  $           50 0.74 0 None No No 0 Y
Legg Mason Funds LEGG MASON CBA CONVERTIBLE CL A 52469H586 SCRAX Mutual Fund   Convertible Bond  $           1000  $             50  $           250 1.17 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA CONVERTIBLE CL B 52469H578 SCVSX Mutual Fund   Convertible Bond  $           1000  $             50  $           250 1.71 0.75 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CONVERTIBLE CL C 52469H560 SMCLX Mutual Fund   Convertible Bond  $           1000  $             50  $           250 1.89 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA CONVERTIBLE CL I 52469H552 SCVYX Mutual Fund   Convertible Bond  $           1000000  $             -  $           5000000 0.78 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVER LARGE CAP GR A 52469H545 CFLGX Mutual Fund    $           1000  $             50  $           250 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVER LARGE CAP GR B 52469H537 CLCBX Mutual Fund    $           1000  $             50  $           250 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVER LARGE CAP GR C 52469H529 SMDLX Mutual Fund    $           1000  $             50  $           250 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVIDEND STRATEGY A 52467T772 GROAX Mutual Fund   Growth  $           1000  $             50  $           250 1.25 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVIDEND STRATEGY B 52467T764 GROBX Mutual Fund   Growth  $           1000  $             50  $           250 2 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA DIVIDEND STRATEGY C 52467T756 SCPLX Mutual Fund   Growth  $           1000  $             50  $           250 1.67 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA EQ INC BUILDER CL C 52469H230 LMOCX Mutual Fund   Growth  $           1000  $             50  $           250 1.8 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA EQ INCOME BUILDER A 52469H248 LMOAX Mutual Fund   Growth  $           1000  $             50  $           250 1.05 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA EQ INCOME BUILDER CL R 52469H214 LMROX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA EQ INCOME BUILDER FI 52469H222 LMFOX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA EQUITY FD CL O 524695103 SABRX Mutual Fund   Growth and Income  $           -  $             -  $           - 0.78 0 None No No 365 N
Legg Mason Funds LEGG MASON CBA EQUITY INC BUILDER I 52469H198 LMIOX Mutual Fund   Growth  $           1000000  $             -  $           - 0.8 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA FUNDAMENTAL VALUE A 52469C108 SHFVX Mutual Fund   Growth  $           1000  $             50  $           250 1.18 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA FUNDAMENTAL VALUE B 52469C207 SFVBX Mutual Fund   Growth  $           1000  $             50  $           250 2.06 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA FUNDAMENTAL VALUE C 52469C306 SFVCX Mutual Fund   Growth  $           1000  $             50  $           250 1.83 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA INVEST VALUE CL B 52470J209 SBINX Mutual Fund   Growth and Income  $           1000  $             50  $           250 1.8 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA INVEST VALUE CL C 52470J308 SINOX Mutual Fund   Growth and Income  $           1000  $             50  $           250 1.66 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA INVEST VALUE CL I 52470J407 SAIFX Mutual Fund   Growth and Income  $           1000000  $             -  $           250 0.59 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA INVEST VALUE FD CL A 52470J100 SINAX Mutual Fund   Growth and Income  $           1000  $             50  $           250 0.95 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA LARGE CAP GROWTH A 52469H826 SBLGX Mutual Fund   Growth  $           1000  $             50  $           250 1.2 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA LARGE CAP GROWTH B 52469H818 SBLBX Mutual Fund   Growth  $           1000  $             50  $           250 1.91 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA LARGE CAP GROWTH C 52469H792 SLCCX Mutual Fund   Growth  $           1000  $             50  $           250 1.89 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA LARGE CAP GROWTH I 52469H784 SBLYX Mutual Fund   Growth  $           1000000  $             -  $           - 0.83 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA LARGE CAP GROWTH R 52469H693 LMPLX Mutual Fund   Growth  $           -  $             -  $           - 1.41 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA MID CAP CORE CL A 52469H768 SBMAX Mutual Fund   Growth  $           1000  $             50  $           250 1.28 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA MID CAP CORE CL B 52469H750 SBMDX Mutual Fund   Growth  $           1000  $             50  $           250 2.16 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA MID CAP CORE CL C 52469H743 SBMLX Mutual Fund   Growth  $           1000  $             50  $           250 2.05 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA MID CAP CORE CL I 52469H735 SMBYX Mutual Fund   Growth  $           1000000  $             -  $           - 0.78 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP GR CL I 52470H765 SBPYX Mutual Fund   Small Company  $           1000000  $             -  $           - 0.8 0 None No No 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP GRW CL A 52470H815 SASMX Mutual Fund   Small Company  $           1000  $             50  $           250 1.31 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP GRW CL B 52470H799 SBSMX Mutual Fund   Small Company  $           1000  $             50  $           250 2.25 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP GRW CL C 52470H781 SCSMX Mutual Fund   Small Company  $           1000  $             50  $           250 2.33 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP GRWTH R 52470H690 LMPOX Mutual Fund   Small Company  $           -  $             -  $           - 1.47 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP VALUE A 52469G513 SBVAX Mutual Fund   Small Company  $           1000  $             50  $           250 1.24 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP VALUE B 52469G497 SBVBX Mutual Fund   Small Company  $           1000  $             50  $           250 1.97 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CBA SMALL CAP VALUE C 52469G489 SBVLX Mutual Fund   Small Company  $           1000  $             50  $           250 2.09 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON CLASSIC VALUATION FD CL C 52465K302 LMCVX Mutual Fund   Growth  $           1000  $             50  $           250 1.95 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON EMERGING MARKETS INST CL 52465U607 LGEMX Mutual Fund   Diversified Emerging Markets  $           1000000  $             -  $           2500 1.25 0 None No Yes 60 Y
Legg Mason Funds LEGG MASON EMERGING MTKS TRUST FIN INT 52465C201 LGFMX Mutual Fund   Diversified Emerging Markets  $           1000000  $             -  $           2500 1.5 0.25 None No Yes 60 Y
Legg Mason Funds LEGG MASON ESEMP EMERGING EQUITY CL C 52469H651 SBKCX Mutual Fund    $           1000  $             50  $           250 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON ESEMP EMERGING MRKTS CL A 52469H677 SMKAX Mutual Fund   Diversified Emerging Markets  $           1000  $             50  $           250 1.55 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON ESEMP EMERGING MRKTS EQ B 52469H669 SBKBX Mutual Fund   Diversified Emerging Markets  $           1000  $             50  $           250 2.75 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON ESEMP EMG MARKETS EQ CL I 52469H644 SBEYX Mutual Fund   Diversified Emerging Markets  $           1000000  $             -  $           - 1.15 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON GC INTL ALL CAP OPP A 52469X607 SBIEX Mutual Fund   Foreign Stock  $           1000  $             50  $           250 1.36 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON GC INTL ALL CAP OPP B 52469X706 SBIBX Mutual Fund   Foreign Stock  $           1000  $             50  $           250 2.3 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON GC INTL ALL CAP OPP C 52469X805 SBICX Mutual Fund   Foreign Stock  $           1000  $             50  $           250 2.23 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON GC INTL ALL CAP OPP I 52469X888 SBIYX Mutual Fund   Foreign Stock  $           1000000  $             -  $           5000000 0.93 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON GLOBAL OPPORTUNITY BD CL IS 37947Q100 GOBSX Mutual Fund   Worldwide Bond  $           -  $             -  $           - 0.65 0 None No Yes 60 Y
Legg Mason Funds LEGG MASON GLOBAL TR EMERG MKTS CL C 52465U508 LMEMX Mutual Fund   Diversified Emerging Markets  $           1000  $             50  $           250 2.25 1 1.00 No Yes 60 Y
Legg Mason Funds LEGG MASON GROWTH TR FI SHARES 52465Y302 LMGFX Mutual Fund   Growth  $           1000000  $             1000  $           - 1.12 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON GROWTH TR I SHARES 52465Y203 LMGNX Mutual Fund   Growth  $           1000000  $             1000  $           - 0.79 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON GROWTH TRUST CL A 52465Y500 LGGAX Mutual Fund   Growth  $           1000  $             50  $           250 -999 0.25 5.75 No Yes 0 Y
Legg Mason Funds LEGG MASON GROWTH TRUST FUND CL C 52465Y104 LMGTX Mutual Fund   Growth  $           1000  $             50  $           250 1.84 1 1.00 No No 0 Y
Legg Mason Funds LEGG MASON GROWTH TRUST R 52465Y401 LMGRX Mutual Fund   Growth  $           -  $             -  $           - 1.4 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON IC SOCIAL AWARENESS A 52469A102 SSIAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.26 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON IC SOCIAL AWARENESS B 52469A201 SESIX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 2.3 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON IC SOCIAL AWARENESS C 52469A300 SESLX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.87 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON INTERNAT EQUITY TRUST R 52465U870 LMIRX Mutual Fund   Foreign Stock  $           -  $             -  $           - 1.6 0.5 None No Yes 60 Y
Legg Mason Funds LEGG MASON INTL EQUITY TRUST CL C 52465U201 LMGEX Mutual Fund   Foreign Stock  $           1000  $             50  $           250 1.92 1 1.00 No No 60 Y
Legg Mason Funds LEGG MASON INTL EQUITY TRUST INSTL 52465U409 LGIEX Mutual Fund   Foreign Stock  $           1000000  $             -  $           - 0.86 0 None No Yes 60 Y
Legg Mason Funds LEGG MASON INTL EUTY FIN INTERMEDIARY CL 52465D209 LGFEX Mutual Fund   Foreign Stock  $           1000000  $             100  $           - 1.22 0.25 None No Yes 60 Y
Legg Mason Funds LEGG MASON MD TAX FREE INC TRST CL A 524907102 LMMDX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.7 0.15 4.25 No Yes 0 Y
Legg Mason Funds LEGG MASON OPPORT TRST FD CL C 52465G103 LMOPX Mutual Fund   Growth  $           1000  $             50  $           250 2.22 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON OPPORT TRUST FIN INTERM CL 52467D108 LMOFX Mutual Fund   Growth  $           1000000  $             1000  $           - 1.23 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON OPPORT TRUST INSTITUTIONAL 52465G202 LMNOX Mutual Fund   Growth  $           1000000  $             1000  $           - 1.18 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON OPPORTUNITY TR CL A 52465G301 LGOAX Mutual Fund   Growth  $           1000  $             50  $           250 -999 0.25 5.75 No Yes 0 Y
Legg Mason Funds LEGG MASON OPPT TRUST CL R 52467D207 LMORX Mutual Fund   Growth  $           -  $             -  $           - 1.88 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PART LIFE STYLE ALLOC 100% A 52467P671 LMLAX Mutual Fund   Growth  $           1000  $             50  $           250 0.76 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PART LIFE STYLE ALLOC 100% B 52467P663 LMLBX Mutual Fund   Growth  $           1000  $             50  $           250 1.53 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL A 52467P853 SBCPX Mutual Fund   Income  $           1000  $             50  $           250 0.62 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL A 52467P762 SCHAX Mutual Fund   Growth  $           1000  $             50  $           250 0.73 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL A 52467P804 SBBAX Mutual Fund   Balanced  $           1000  $             50  $           250 0.56 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL A 52467P812 SCGRX Mutual Fund   Balanced  $           1000  $             50  $           250 0.64 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL B 52467P754 SCHBX Mutual Fund   Growth  $           1000  $             50  $           250 1.52 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL B 52467P796 SGRBX Mutual Fund   Balanced  $           1000  $             50  $           250 1.46 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL B 52467P887 SCBBX Mutual Fund   Balanced  $           1000  $             50  $           250 1.4 1 5.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL B 52467P846 SBCBX Mutual Fund   Income  $           1000  $             50  $           250 1.16 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL C 52467P747 SCHCX Mutual Fund   Growth  $           1000  $             50  $           250 1.15 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL C 52467P838 SBCLX Mutual Fund   Income  $           1000  $             50  $           250 0.97 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL C 52467P788 SCGCX Mutual Fund    $           1000  $             50  $           250 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE ALLOC CL C 52467P879 SCBCX Mutual Fund   Balanced  $           1000  $             50  $           250 1.14 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE INCOME A 52467P721 SCAAX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 0.79 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE INCOME B 52467P713 SCIAX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.27 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS LIFESTYLE INCOME C 52467P697 SCILX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.2 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS N J MUNICIPALS CL I 52469M403 LNJIX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.53 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET 2045 RET CL C 52470J498 LMKCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.32 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET 2050 RET CL C 52470J431 LMJCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.32 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 A 52470J704 LMFAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.58 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 CL C 52470J803 LMFCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.33 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 CL I 52470J332 LMIMX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.32 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 CL I 52470J860 LMFIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.28 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 CL R 52470J878 LMFRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.83 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2015 FI 52470J886 LMMFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.58 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2020 CL A 52470J845 LMWAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2020 CL C 52470J837 LMWCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 3.13 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2020 CL I 52470J795 LMWIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2020 CL R 52470J811 LMWRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.83 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2020 FI 52470J829 LMWFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2025 CL A 52470J779 LMXAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2025 CL C 52470J761 LMXCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.31 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2025 CL I 52470J738 LMXIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2025 R 52470J746 LMXRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2030 CL A 52470J712 LMVAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2030 CL C 52470J696 LMVCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.32 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2030 CL I 52470J662 LMVIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2030 CL R 52470J670 LMQRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2030 FI 52470J688 LMQFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2035 C 52470J639 LMTCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.32 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2035 CL A 52470J647 LMNAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2035 CL I 52470J597 LMNIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2035 CL R 52470J613 LMRRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2035 FI 52470J621 LMEFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2040 CL A 52470J571 LMYAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2040 CL C 52470J563 LMHCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.32 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2040 CL I 52470J530 LMNRX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2040 CL R 52470J548 LMYRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2040 FI 52470J555 LMYFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2045 CL A 52470J514 LMKAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2045 CL I 52470J464 LMKIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2045 CL R 52470J472 LMKRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2045 FI 52470J480 LMKFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2050 CL A 52470J449 LMJAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.57 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2050 CL I 52470J399 LMJIX Mutual Fund   Asset Allocation  $           1000000  $             -  $           - 0.27 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2050 CL R 52470J415 LMJRX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.82 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET 2050 FI 52470J423 LMJFX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.57 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET CL C 52470J365 LMRCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 1.37 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET FD CL A 52470J373 LMPAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 0.62 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RET FD CL R 52470J340 LMERX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.87 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON PARTNERS TARGET RETIREMENT FI 52470J357 LMRPX Mutual Fund   Asset Allocation  $           -  $             -  $           - 0.62 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON PERMAL TACTICAL ALLOC CL A 52470J316 LPTAX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 -999 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PERMAL TACTICAL ALLOC CL C 52470J290 LPTCX Mutual Fund   Asset Allocation  $           1000  $             50  $           250 -999 1 1.00 Yes Yes 0 Y
Legg Mason Funds LEGG MASON PERMAL TACTICAL ALLOC CL I 52470J274 LPTIX Mutual Fund   Asset Allocation  $           -  $             -  $           250 -999 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PERMAL TACTICAL ALLOC CL IS 52470J266 LPTSX Mutual Fund   Asset Allocation  $           1000000  $             -  $           250 -999 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON PRTNS LIFESTYLE ALL 100% C 52467P655 LMYCX Mutual Fund   Growth  $           1000  $             50  $           250 1.35 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON SP INVST TR FIN INTERMED CL 524904307 LGASX Mutual Fund   Growth  $           1000000  $             -  $           2500 1.2 0.25 None No Yes 0 Y
Legg Mason Funds LEGG MASON SPECIAL INV TRUST INSTL 524904208 LMNSX Mutual Fund   Growth  $           1000000  $             -  $           - 0.78 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON SPECIAL INVESTMENT TR A 524904505 LMSAX Mutual Fund   Growth  $           1000  $             50  $           250 1.13 0.25 5.75 No Yes 0 Y
Legg Mason Funds LEGG MASON SPECIAL INVESTMENT TR CL C 524904109 LMASX Mutual Fund   Growth  $           1000  $             50  $           250 1.81 1 1.00 No No 0 Y
Legg Mason Funds LEGG MASON SPECIAL INVESTMENT TRUST R 524904406 LMARX Mutual Fund   Growth  $           -  $             -  $           - 1.46 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON US SM CAP VALUE TR CL C 52465Q507 LMSVX Mutual Fund   Small Company  $           1000  $             50  $           250 2 1 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON US SMALL CAP VALUE TRUST CL I 52465Q606 LUSIX Mutual Fund   Small Company  $           -  $             -  $           - 1 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON VALUE TR CLASS C 524659109 LMVTX Mutual Fund   Growth  $           1000  $             50  $           250 1.72 0.95 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON VALUE TRUST CL A 524659505 LGVAX Mutual Fund   Growth  $           1000  $             50  $           250 1.05 0.25 5.75 No Yes 0 Y
Legg Mason Funds LEGG MASON VALUE TRUST INSTITUTIONAL 524659208 LMNVX Mutual Fund   Growth  $           1000000  $             -  $           - 0.74 0 None No Yes 0 N
Legg Mason Funds LEGG MASON VALUE TRUST R 524659406 LMVRX Mutual Fund   Growth  $           -  $             -  $           - 1.36 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA ADJ RATE INC CL A 52468A608 ARMZX Mutual Fund   Government Bond - ARM  $           1000  $             50  $           250 0.87 0.25 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA ADJ RATE INC CL C 52468A806 ARMGX Mutual Fund   Government Bond - ARM  $           1000  $             50  $           250 1.45 0.75 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA CALIFORNIA MUNI CL A 52468T102 SHRCX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.68 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA CALIFORNIA MUNI CL B 52468T201 SCABX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.22 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CALIFORNIA MUNI CL C 52468T300 SCACX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.24 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CALIFORNIA MUNI CL I 52468T409 LMCUX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.52 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA COPORATE BD A 52469F317 SIGAX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.17 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE BOND CL A 52469F549 TRBAX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 0.93 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE BOND CL B 52469F531 TRBBX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.52 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE BOND CL C 52469F523 SBTLX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.37 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE BOND FUND CL R 52469F499 LMPTX Mutual Fund   Corporate Bond - General  $           -  $             -  $           - 1.41 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE PLUS BOND CL A 52468W105 SHMGX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE PLUS BOND CL B 52468W204 MGVBX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.54 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE PLUS BOND CL C 52468W303 SMGLX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.48 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORE PLUS BOND CL I 52468W402 SMGYX Mutual Fund   Multisector Bond  $           1000000  $             -  $           - 0.65 0 None No No 0 O
Legg Mason Funds LEGG MASON WA CORE PLUS BOND CL R 52468W501 LMPCX Mutual Fund   Multisector Bond  $           -  $             -  $           - 1.3 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORP BOND FD P 52469L660 LCBPX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 -999 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORPORATE BOND CL B 52469F291 HBDIX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.8 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORPORATE BOND CL C 52469F283 SBILX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.89 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA CORPORTATE BD FUND I 52469F275 SIGYX Mutual Fund   Corporate Bond - General  $           1000000  $             -  $           - 0.75 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA GLOB HI YIELD BD CL A 52469F465 SAHYX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.29 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA GLOB HI YIELD BOND CL B 52469F457 SBHYX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.7 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA GLOB HI YIELD BOND CL C 52469F440 SHYCX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.67 0.75 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA GLOB HI YIELD BOND CL I 52469F432 SHYOX Mutual Fund   Corporate Bond - High Yield  $           1000000  $             -  $           50 0.86 0 None No No 0 O
Legg Mason Funds LEGG MASON WA GLOBAL INFL MGMT A 52469F168 SBGLX Mutual Fund   Worldwide Bond  $           1000  $             50  $           250 0.9 0.25 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA GOVT SECURITIES CL A 52469F366 SGVAX Mutual Fund   Government Bond - General  $           1000  $             50  $           250 0.81 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA GOVT SECURITIES CL B 52469F358 HGVSX Mutual Fund   Government Bond - General  $           1000  $             50  $           250 1.35 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA GOVT SECURITIES CL C 52469F341 SGSLX Mutual Fund   Government Bond - General  $           1000  $             50  $           250 1.47 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA HIGH INCOME B 52469F622 SHIBX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.55 0.75 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA HIGH INCOME C 52469F614 SHICX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.49 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA HIGH INCOME CL A 52469F630 SHIAX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 1.07 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA HIGH INCOME FD CL I 52469F598 SHIYX Mutual Fund   Corporate Bond - High Yield  $           1000  $             50  $           250 0.74 0 None No No 0 O
Legg Mason Funds LEGG MASON WA INFLATION MGMT CL C 52469F150 SBUFX Mutual Fund   Worldwide Bond  $           1000  $             50  $           250 1.38 0.75 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTER MAT CA MUNI A 52469F267 ITCAX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.7 0.15 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA INTER MAT CA MUNI C 52469F259 SIMLX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.28 0.75 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTER MAT NY MUNI A 52469F234 IMNYX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.73 0.15 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA INTER MAT NY MUNI C 52469F226 SINLX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.34 0.75 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTERMD TERM MUNI A 52469L884 SBLTX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 0.68 0.15 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA INTERMD TERM MUNI C 52469L868 SMLLX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 1.3 0.75 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTERMED TERM MUNI I 52469L843 SBTYX Mutual Fund   Municipal Bond - National  $           1000000  $             -  $           - 0.52 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTM MATURITY NY MUNI I 52469F218 LMIIX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.55 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA INTRM MAT CA MUNI I 52469F242 SICYX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.52 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA MANAGED MUNI CL A 52469J202 SHMMX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 0.66 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA MANAGED MUNI CL B 52469J301 SMMBX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 1.2 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MANAGED MUNI CL C 52469J400 SMMCX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 1.21 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MASS MUNICIPAL CL I 52469K407 LHMIX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.52 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA MASSACHUSETTS MUNI A 52469K100 SLMMX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.75 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA MASSACHUSETTS MUNI B 52469K209 SMABX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.37 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MASSACHUSETTS MUNI C 52469K308 SMALX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.34 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MUNI HIGH INCOME A 52469F580 STXAX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           250 0.77 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA MUNI HIGH INCOME B 52469F572 SXMTX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           250 1.32 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MUNI HIGH INCOME C 52469F564 SMHLX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           250 1.34 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA MUNICIPAL HIGH INC I 52469F556 LMHIX Mutual Fund   Municipal Bond - National  $           1000000  $             -  $           - 0.62 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA NEW JERSEY MUNI A 52469M106 SHNJX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.71 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA NEW JERSEY MUNI B 52469M205 SNJBX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.28 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA NEW YORK MUNI CL A 52469L785 SBNYX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.68 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA NEW YORK MUNI CL B 52469L777 SMNBX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.22 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA NJ MUNI FD CL C 52469M304 SNJLX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.27 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA NY MUNI FD CL C 52469L769 SBYLX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.24 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA NY MUNICIPALS CL I 52469L751 SNPYX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.52 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA OREGON MUNI CL A 52469N104 SHORX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.64 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA OREGON MUNI CL B 52469N203 SORBX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.31 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA OREGON MUNI FD CL C 52469N302 SORLX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.21 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA PA MUNICIPAL CL I 52469L710 LPPIX Mutual Fund   Municipal Bond - Single State  $           1000000  $             -  $           - 0.53 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA PENNSYLVANIA FD CL C 52469L728 SPALX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.24 0.7 1.00 No Yes 0 Y
Legg Mason Funds LEGG MASON WA PENNSYLVANIA MUNI A 52469L744 SBPAX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 0.68 0.15 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA PENNSYLVANIA MUNI B 52469L736 SBPBX Mutual Fund   Municipal Bond - Single State  $           1000  $             50  $           1000 1.24 0.65 4.50 No Yes 0 Y
Legg Mason Funds LEGG MASON WA SH DURATION MUNI INC A 52469F192 SHDAX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 0.75 0.15 2.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA SH DURATION MUNI INC C 52469F184 SHDLX Mutual Fund   Municipal Bond - National  $           1000  $             50  $           1000 1.1 0.5 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA SHRT TRM BD C 52469E708 SSTLX Mutual Fund   Corporate Bond - General  $           1000  $             50  $           250 1.63 0.75 0.01 No Yes 0 I
Legg Mason Funds LEGG MASON WA SHT DUR MUNI INC I 52469F176 SMDYX Mutual Fund   Municipal Bond - National  $           1000000  $             -  $           - 0.6 0 None No Yes 0 Y
Legg Mason Funds LEGG MASON WA STRATEGIES INC A 52469F754 SDSAX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.09 0.25 4.25 Yes Yes 0 Y
Legg Mason Funds LEGG MASON WA STRATEGIES INC C 52469F739 SDSIX Mutual Fund   Multisector Bond  $           1000  $             50  $           250 1.58 0.7 1.00 No Yes 0 Y
Legg Mason Funds LM BATTERY MARCH US SMALL CAP EQ INSTL 502082811 LMSIX Mutual Fund   Small Company  $           1000000  $             1000  $           - 0.84 0 None No No 60 Y
Legg Mason Funds LM CBA CAP & INCOME CLASS A 52469H636 SOPAX Mutual Fund   Equity-Income  $           1000  $             50  $           250 1.1 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LM CBA CAP & INCOME CLASS B 52469H628 SOPTX Mutual Fund   Equity-Income  $           1000  $             50  $           250 1.68 0.75 5.00 No Yes 0 Y
Legg Mason Funds LM CBA CAP & INCOME CLASS C 52469H610 SBPLX Mutual Fund   Equity-Income  $           1000  $             50  $           250 1.86 1 1.00 No Yes 0 Y
Legg Mason Funds LM CM ALL CAP FD A 52469G786 SPAAX Mutual Fund   Growth  $           1000  $             50  $           250 1.28 0.25 5.75 Yes Yes 0 Y
Legg Mason Funds LM CM ALL CAP FD CL B 52469G778 SPBBX Mutual Fund   Growth  $           1000  $             50  $           250 2 1 5.00 No Yes 0 Y
Legg Mason Funds LM CM ALL CAP FD CL C 52469G760 SPBLX Mutual Fund   Growth  $           1000  $             50  $           250 1.71 1 1.00 No Yes 0 Y
Legg Mason Funds LM VALUE TRUST FINAN INTERMEDIARY CL 524659307 LMVFX Mutual Fund   Growth  $           -  $             -  $           - 1.06 0.25 None No Yes 0 N
Legg Mason Funds LM WA MANAGED MUNICIPALS FUND CL I 52469J509 SMMYX Mutual Fund   Municipal Bond - National  $           1000000  $             -  $           - 0.49 0 None No Yes 0 Y
Legg Mason Funds LM WESTERN ASSET SMASH SERIES C FD 52470G742 LMLCX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Legg Mason Funds LM WESTERN ASSET SMASH SERIES EC FUND 52470G734 LMECX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Legg Mason Funds LM WESTERN ASSET SMASH SERIES M FUND 52470G759 LMSMX Mutual Fund    $           -  $             -  $           - None No Yes 0 Y
Legg Mason Funds WESTERN ASSET ABSOL RETURN PORT INSTL 957663685 WAASX Mutual Fund   Aggressive Growth  $           1000000  $             -  $           1000000 0.8 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET CORE BOND PORT INSTL 957663677 WACSX Mutual Fund   Corporate Bond - General  $           1000000  $             -  $           1000000 0.45 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET CORE PLUS BOND INSTL SLCT 957663669 WAPSX Mutual Fund   Corporate Bond - General  $           1000000  $             -  $           1000000 0.44 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET EMERGN MKRT BOND CL I 52469F481 SEMDX Mutual Fund   Worldwide Bond  $           1000000  $             -  $           250 0.75 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET GLOBAL HIGH YIELD BOND CL I 52469F473 SIHYX Mutual Fund   Corporate Bond - High Yield  $           1000000  $             -  $           250 0.7 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET HIGH YIELD PORT INSTL 957663636 WAHSX Mutual Fund   Corporate Bond - High Yield  $           1000000  $             -  $           1000000 0.6 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET INFLAT INDEXED PLUS INSTL 957663545 WAFSX Mutual Fund   Government Bond - General  $           1000000  $             -  $           1000000 0.24 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET INTERM BOND PORT INSTL 957663610 WABSX Mutual Fund   Corporate Bond - General  $           1000000  $             -  $           1000000 0.45 0 None No No 0 Y
Legg Mason Funds WESTERN ASSET INTERM PLUS BOND PORT INSTL 957663594 WAISX Mutual Fund   Corporate Bond - General  $           1000000  $             -  $           1000000 0.45 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET LMT DURATION BOND INSTL 957663586 WALSX Mutual Fund   Multisector Bond  $           1000000  $             -  $           1000000 0.4 0 None No Yes 0 Y
Legg Mason Funds WESTERN ASSET NON-US OPPORTUNITY BD INSTL 957663560 WAOSX Mutual Fund    $           1000000  $             -  $           1000000 None No Yes 0 Y
Legg Mason Funds LEGG MASON CBA AGGRESSIVE GRWTH FI 52468C604 LMPFX Mutual Fund   Aggressive Growth  $           -  $             -  $           - 0.97 0.25 None Yes Yes Y Y



 








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